TY - JOUR
T1 - A Case for Digital Beamforming at mmWave
AU - Dutta, Sourjya
AU - Barati, C. Nicolas
AU - Ramirez, David
AU - Dhananjay, Aditya
AU - Buckwalter, James F.
AU - Rangan, Sundeep
N1 - Funding Information:
Manuscript received January 23, 2019; revised June 6, 2019 and September 3, 2019; accepted October 13, 2019. Date of publication October 25, 2019; date of current version February 11, 2020. The work of S. Dutta, A. Dhananjay, and S. Rangan were supported in part by NSF under Grant 1936332, Grant 1824434, Grant 1833666, and Grant 1564142, in part by NYU Wireless and its industrial affiliates, in part by the National Institute of Standards and Technology (U.S. Department of Commerce) (NIST) under Grant 70NANB17H166, and in part by Semiconductor Research Corporation (SRC). The associate editor coordinating the review of this article and approving it for publication was I. Guvenc. (Corresponding author: Sourjya Dutta.) S. Dutta, A. Dhananjay, and S. Rangan are with NYU Wireless, Tandon School of Engineering, New York University, Brooklyn, NY 11201 USA (e-mail: sdutta@nyu.edu; aditya@courant.nyu.edu; srangan@nyu.edu).
Publisher Copyright:
© 2002-2012 IEEE.
PY - 2020/2
Y1 - 2020/2
N2 - Due to the heavy reliance of millimeter-wave (mmWave) wireless systems on directional links, beamforming (BF) with high-dimensional arrays is essential for cellular systems in these frequencies. Thus, performing the array processing in a power-efficient manner is a fundamental challenge. Analog and hybrid BF require few analog-to-digital and digital-to-analog converters (ADCs and DACs), but can only communicate in a small number of directions at a time, limiting directional search, spatial multiplexing, and control signaling. Digital BF enables flexible spatial processing but must be operated at a low quantization resolution to stay within reasonable power levels. This decrease in quantizer resolution distorts the received as well as the transmitted signal. To assess the effect of coarse quantization at the receiver, this paper presents a system level analytic framework based on a simple additive quantization noise model (AQNM). The analysis verified through extensive simulations reveals that at moderate resolutions (3-4 bits per ADC), there is negligible loss in downlink cellular capacity from quantization. In essence, the low resolution ADCs limit the high SNR, where cellular systems typically do not operate. For the transmitter, it is shown that DACs with 4 or more bits of resolution can support high order modulations, and do not violate the adjacent carrier leakage limit set by 3rd Generation Partnership Project (3GPP) New Radio (NR) standards for cellular operations. In fact, our findings suggest that low resolution digital BF architectures can be a power-efficient alternative to analog or hybrid BF for both transmitters and receivers at millimeter-wave.
AB - Due to the heavy reliance of millimeter-wave (mmWave) wireless systems on directional links, beamforming (BF) with high-dimensional arrays is essential for cellular systems in these frequencies. Thus, performing the array processing in a power-efficient manner is a fundamental challenge. Analog and hybrid BF require few analog-to-digital and digital-to-analog converters (ADCs and DACs), but can only communicate in a small number of directions at a time, limiting directional search, spatial multiplexing, and control signaling. Digital BF enables flexible spatial processing but must be operated at a low quantization resolution to stay within reasonable power levels. This decrease in quantizer resolution distorts the received as well as the transmitted signal. To assess the effect of coarse quantization at the receiver, this paper presents a system level analytic framework based on a simple additive quantization noise model (AQNM). The analysis verified through extensive simulations reveals that at moderate resolutions (3-4 bits per ADC), there is negligible loss in downlink cellular capacity from quantization. In essence, the low resolution ADCs limit the high SNR, where cellular systems typically do not operate. For the transmitter, it is shown that DACs with 4 or more bits of resolution can support high order modulations, and do not violate the adjacent carrier leakage limit set by 3rd Generation Partnership Project (3GPP) New Radio (NR) standards for cellular operations. In fact, our findings suggest that low resolution digital BF architectures can be a power-efficient alternative to analog or hybrid BF for both transmitters and receivers at millimeter-wave.
KW - 5G cellular
KW - Low resolution quantizers
KW - Millimeter wave
KW - digital beamforming
UR - http://www.scopus.com/inward/record.url?scp=85079809997&partnerID=8YFLogxK
UR - http://www.scopus.com/inward/citedby.url?scp=85079809997&partnerID=8YFLogxK
U2 - 10.1109/TWC.2019.2948329
DO - 10.1109/TWC.2019.2948329
M3 - Article
AN - SCOPUS:85079809997
SN - 1536-1276
VL - 19
SP - 756
EP - 770
JO - IEEE Transactions on Wireless Communications
JF - IEEE Transactions on Wireless Communications
IS - 2
M1 - 8883297
ER -