TY - JOUR
T1 - Discriminative Dictionary Learning-Based Sparse Classification Framework for Data-Driven Machinery Fault Diagnosis
AU - Kong, Yun
AU - Wang, Tianyang
AU - Chu, Fulei
AU - Feng, Zhipeng
AU - Selesnick, Ivan
N1 - Funding Information:
Manuscript received November 23, 2020; revised January 3, 2021; accepted January 4, 2021. Date of publication January 8, 2021; date of current version February 17, 2021. This work was supported in part by the National Natural Science Foundation of China under Grant 52075281 and Grant 51975309 and in part by the Shuimu Scholar Program of Tsinghua University under Grant 2020SM011. The associate editor coordinating the review of this article and approving it for publication was Prof. Ruqiang Yan. (Corresponding author: Fulei Chu.) Yun Kong, Tianyang Wang, and Fulei Chu are with the State Key Laboratory of Tribology, Department of Mechanical Engineering, Tsinghua University, Beijing 100084, China (e-mail: kongyun@mail.tsinghua.edu.cn; wty19850925@126.com; chufl@ mail.tsinghua.edu.cn).
Publisher Copyright:
© 2001-2012 IEEE.
PY - 2021/3/15
Y1 - 2021/3/15
N2 - Data-driven machinery fault diagnosis is important for smart industrial systems to guarantee safety and reliability. However, the conventional data-driven fault diagnosis methods rely on the expert-designed features, which greatly affect the diagnosis performances. Inspired by the sparse representation-based classification (SRC) methods which can learn discriminative sparse features adaptively, we propose a novel discriminative dictionary learning based sparse classification (DDL-SC) framework for data-driven machinery fault diagnosis. The DDL-SC framework can jointly learn a discriminative dictionary for sparse representation and an optimal linear classifier for pattern recognition, which bridges the gaps between two separate processes, dictionary learning and classifier training in traditional SRC methods. In the learning stage, to enhance the discriminability of dictionary learning, we introduce the discriminative sparse code error along with the reconstruction error and classification error into the optimization objective. In the recognition stage, we employ sparse codes of testing signals with respect to the learned discriminative dictionary as inputs of the learned classifier, and promote the recognition performance by connecting a binary hard thresholding operator with the classifier predictions. The effectiveness of DDL-SC is evaluated on the planetary bearing fault dataset and gearbox fault dataset, indicating that DDL-SC yields the recognition accuracies of 99.73% and 99.41%, respectively. Besides, the comparative studies prove the superiority of DDL-SC over several state-of-The-Art methods for data-driven machinery fault diagnosis.
AB - Data-driven machinery fault diagnosis is important for smart industrial systems to guarantee safety and reliability. However, the conventional data-driven fault diagnosis methods rely on the expert-designed features, which greatly affect the diagnosis performances. Inspired by the sparse representation-based classification (SRC) methods which can learn discriminative sparse features adaptively, we propose a novel discriminative dictionary learning based sparse classification (DDL-SC) framework for data-driven machinery fault diagnosis. The DDL-SC framework can jointly learn a discriminative dictionary for sparse representation and an optimal linear classifier for pattern recognition, which bridges the gaps between two separate processes, dictionary learning and classifier training in traditional SRC methods. In the learning stage, to enhance the discriminability of dictionary learning, we introduce the discriminative sparse code error along with the reconstruction error and classification error into the optimization objective. In the recognition stage, we employ sparse codes of testing signals with respect to the learned discriminative dictionary as inputs of the learned classifier, and promote the recognition performance by connecting a binary hard thresholding operator with the classifier predictions. The effectiveness of DDL-SC is evaluated on the planetary bearing fault dataset and gearbox fault dataset, indicating that DDL-SC yields the recognition accuracies of 99.73% and 99.41%, respectively. Besides, the comparative studies prove the superiority of DDL-SC over several state-of-The-Art methods for data-driven machinery fault diagnosis.
KW - Data-driven fault diagnosis
KW - discriminative dictionary learning
KW - pattern recognition
KW - rotating machinery
KW - sparse representation
KW - vibration sensor data processing
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U2 - 10.1109/JSEN.2021.3049953
DO - 10.1109/JSEN.2021.3049953
M3 - Article
AN - SCOPUS:85099534542
SN - 1530-437X
VL - 21
SP - 8117
EP - 8129
JO - IEEE Sensors Journal
JF - IEEE Sensors Journal
IS - 6
M1 - 9316783
ER -