Learning Forecasts of Rare Stratospheric Transitions from Short Simulations

Justin Finkel, Robert J. Webber, Edwin P. Gerber, Dorian S. Abbot, Jonathan Weare

Research output: Contribution to journalArticlepeer-review


Rare events arising in nonlinear atmospheric dynamics remain hard to predict and attribute. We address the problem of forecasting rare events in a prototypical example, sudden stratospheric warmings (SSWs). Approximately once every other winter, the boreal stratospheric polar vortex rapidly breaks down, shifting midlatitude surface weather patterns for months. We focus on two key quantities of interest: the probability of an SSW occurring, and the expected lead time if it does occur, as functions of initial condition. These optimal forecasts concretely measure the event’s progress. Direct numerical simulation can estimate them in principle but is prohibitively expensive in practice: each rare event requires a long integration to observe, and the cost of each integration grows with model complexity. We describe an alternative approach using integrations that are short compared to the time scale of the warming event. We compute the probability and lead time efficiently by solving equations involving the transition operator, which encodes all information about the dynamics. We relate these optimal forecasts to a small number of interpretable physical variables, suggesting optimal measurements for forecasting. We illustrate the methodology on a prototype SSW model developed by Holton and Mass and modified by stochastic forcing. While highly idealized, this model captures the essential nonlinear dynamics of SSWs and exhibits the key forecasting challenge: the dramatic separation in time scales between a single event and the return time between successive events. Our methodology is designed to fully exploit high-dimensional data from models and observations, and has the potential to identify detailed predictors of many complex rare events in meteorology.

Original languageEnglish (US)
Pages (from-to)3647-3669
Number of pages23
JournalMonthly Weather Review
Issue number11
StatePublished - Nov 2021


  • Anomalies
  • Classification
  • Clustering
  • Diagnostics
  • Differential equations
  • Extreme events
  • Internal variability
  • Intraseasonal variability
  • Model interpretation and visualization
  • Nonlinear models
  • Other artificial intelligence/machine learning
  • Parameterization
  • Regression analysis
  • Risk assessment
  • Statistical techniques
  • Statistics
  • Stochastic models
  • Stratosphere
  • Stratospheric circulation
  • Uncertainty

ASJC Scopus subject areas

  • Atmospheric Science


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